The CFA Society of Dallas/ Fort Worth (CFADFW) - With more than 1,100
members, the CFADFW is one of the largest chapters of the CFA Institute.
With more than 90,000 members, the CFA Institute is a professional investor
organization that helps set professional and ethical standards for investors around the world.
You can find out more about the CFADFW at www.cfadfw.org
members, the CFADFW is one of the largest chapters of the CFA Institute.
With more than 90,000 members, the CFA Institute is a professional investor
organization that helps set professional and ethical standards for investors around the world.
You can find out more about the CFADFW at www.cfadfw.org
Hodges Capital Management -
Founded in 1989 and based in Dallas
Texas, Hodges Capital Management is an
investment advisory firm, managing assets for individuals and institutions. Hodges Capital
Management is also the advisor to a proprietary no-load mutual fund, The Hodges Fund
(HDPMX). The Hodges Fund was awarded the best Multi-Cap Core for each of the last two
years by Lipper Analytical Services. For more information, visit Lipper Analytical Services. For
more information, visit www.hodgescapital.comvwww.hodgescapital.comv
Founded in 1989 and based in Dallas
Texas, Hodges Capital Management is an
investment advisory firm, managing assets for individuals and institutions. Hodges Capital
Management is also the advisor to a proprietary no-load mutual fund, The Hodges Fund
(HDPMX). The Hodges Fund was awarded the best Multi-Cap Core for each of the last two
years by Lipper Analytical Services. For more information, visit Lipper Analytical Services. For
more information, visit www.hodgescapital.comvwww.hodgescapital.comv
Brazos Capital Management - Brazos Capital Management
and the Brazos Mutual Funds Brazos Capital Management,
investment advisor to the Brazos Mutual Funds, manages
growth-oriented equity portfolios, primarily on behalf of institutional investors. Established in
1983 and based in Dallas, the firm employs a team-based investment process with an
emphasis on intensive fundamental research and risk control. Brazos Capital Management's
five portfolio managers, who also serve as research analysts and industry/sector specialists,
have an average of more than 22 years in the investment industry and 13 years with the
firm. All investment team members are partners in the firm, which is majority-owned by AIG
Global Investment Group, a subsidiary of American International Group, Inc. (NYSE: AIG).
www.brazoscapital.com
and the Brazos Mutual Funds Brazos Capital Management,
investment advisor to the Brazos Mutual Funds, manages
growth-oriented equity portfolios, primarily on behalf of institutional investors. Established in
1983 and based in Dallas, the firm employs a team-based investment process with an
emphasis on intensive fundamental research and risk control. Brazos Capital Management's
five portfolio managers, who also serve as research analysts and industry/sector specialists,
have an average of more than 22 years in the investment industry and 13 years with the
firm. All investment team members are partners in the firm, which is majority-owned by AIG
Global Investment Group, a subsidiary of American International Group, Inc. (NYSE: AIG).
www.brazoscapital.com
Capital Institutional Services - For 30 years CAPIS has
been one of the industry's top institutional
brokerages and independent research providers. As
an agency broker, the firm's independence allows it to
address the diverse needs of asset managers and plan sponsors while remaining objective
and unbiased in providing the best possible research and execution services. CAPIS offers its
clients access to eminent third-party products and research services which can be
remunerated on an award basis, where value is discovered, purchased through research
credits, or subscribed to directly. With such flexibility, you have the advantage of in-depth,
diverse market analysis from providers uninfluenced by corporate conflicts of interest. CAPIS
is pleased to represent the following independent research providers in the CAPIS
Independent Research Network: Farmhouse Equity Research: fundamental equity and
channel checks; JET Investment Research: fundamental and technical methods with over
250 company visits per year; Opportunity Research Group: distressed securities,
post-bankruptcy, and turn-around situations; Moss Creek Capital: fundamental software
research and channel checks; Trend Macrolytics: macroeconomic and geo-political
analysis; Next Energy Group: alternative energy industry coverage; Probe Financial
Associates: digital media, wireless, cable, satellite, and telecom coverage; Irevna Research:
customized research and analysis outsourcing provider. For more information on our
network of providers, contact Mario Shane, Director of Research Sales at 214.978.4772.
been one of the industry's top institutional
brokerages and independent research providers. As
an agency broker, the firm's independence allows it to
address the diverse needs of asset managers and plan sponsors while remaining objective
and unbiased in providing the best possible research and execution services. CAPIS offers its
clients access to eminent third-party products and research services which can be
remunerated on an award basis, where value is discovered, purchased through research
credits, or subscribed to directly. With such flexibility, you have the advantage of in-depth,
diverse market analysis from providers uninfluenced by corporate conflicts of interest. CAPIS
is pleased to represent the following independent research providers in the CAPIS
Independent Research Network: Farmhouse Equity Research: fundamental equity and
channel checks; JET Investment Research: fundamental and technical methods with over
250 company visits per year; Opportunity Research Group: distressed securities,
post-bankruptcy, and turn-around situations; Moss Creek Capital: fundamental software
research and channel checks; Trend Macrolytics: macroeconomic and geo-political
analysis; Next Energy Group: alternative energy industry coverage; Probe Financial
Associates: digital media, wireless, cable, satellite, and telecom coverage; Irevna Research:
customized research and analysis outsourcing provider. For more information on our
network of providers, contact Mario Shane, Director of Research Sales at 214.978.4772.
Luther King Capital Management (LKCM) and its professionals are
dedicated and committed to serving the individual investment
objectives and goals of the firm's clients. Mr. King founded the firm on
these ideals and they continue to serve as the foundation of LKCM's firm
culture. LKCM believes that these ideals, coupled with its proprietary investment strategy,
have enabled it to successfully serve clients for over 25 years. More information can be found
at www.lkcm.com
dedicated and committed to serving the individual investment
objectives and goals of the firm's clients. Mr. King founded the firm on
these ideals and they continue to serve as the foundation of LKCM's firm
culture. LKCM believes that these ideals, coupled with its proprietary investment strategy,
have enabled it to successfully serve clients for over 25 years. More information can be found
at www.lkcm.com
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Baldwin Anthony Securities, Inc.
is a brokerage firm providing
insight and analysis on small and
mid cap companies primarily located in the Southwestern United States that have
established a leadership position environment; understanding the important drivers to the
companies business and from these inputs building detailed earnings and cash flow models.
The firm places a high priority on the quality and experience of the people managing the
companies. It's clients are mainly small and mid cap portfolio managers with investment
advisors and mutual fund companies.
is a brokerage firm providing
insight and analysis on small and
mid cap companies primarily located in the Southwestern United States that have
established a leadership position environment; understanding the important drivers to the
companies business and from these inputs building detailed earnings and cash flow models.
The firm places a high priority on the quality and experience of the people managing the
companies. It's clients are mainly small and mid cap portfolio managers with investment
advisors and mutual fund companies.
NYSE Euronext (NYX) is a leading
global operator of financial markets
the United States trade equities,
futures, options, fixed-income and
exchange-traded products. With
Exchange, Euronext, NYSE Arca and NYSE Amex -- represent nearly 40 percent of the world's
equities trading, the most liquidity of any global exchange group. NYSE Euronext also
operates NYSE Liffe, the leading European derivatives business and the world's
second-largest derivatives business by value of trading. The company offers comprehensive
commercial technology, connectivity and market data products and services through
NYSE Technologies. NYSE Euronext is in the S&P 500 index, and is the only exchange
operator in the S&P 100 index and Fortune 500. For more information, please visit:
http://www.nyx.com
global operator of financial markets
the United States trade equities,
futures, options, fixed-income and
exchange-traded products. With
Exchange, Euronext, NYSE Arca and NYSE Amex -- represent nearly 40 percent of the world's
equities trading, the most liquidity of any global exchange group. NYSE Euronext also
operates NYSE Liffe, the leading European derivatives business and the world's
second-largest derivatives business by value of trading. The company offers comprehensive
commercial technology, connectivity and market data products and services through
NYSE Technologies. NYSE Euronext is in the S&P 500 index, and is the only exchange
operator in the S&P 100 index and Fortune 500. For more information, please visit:
http://www.nyx.com
Ipreo is a leading international provider of Capital
Markets and Investor Relations solutions. Ipreo
combines deep industry expertise and dynamic
innovation to bring market-leading data,
end-to-end workflow solutions, and superior
capital markets. Our solutions support the sell-side, buy-side and corporations with analytical
tools that enable our clients to achieve greater insight. More information can be found at
www.ipreo.com Ipreo’s Investor Relations products and services include:
- Global market intelligence
- Shareholder identification and analysis
- Institutional investor targeting
- Investment community perception studies
- Online investor relationship management software
Markets and Investor Relations solutions. Ipreo
combines deep industry expertise and dynamic
innovation to bring market-leading data,
end-to-end workflow solutions, and superior
capital markets. Our solutions support the sell-side, buy-side and corporations with analytical
tools that enable our clients to achieve greater insight. More information can be found at
www.ipreo.com Ipreo’s Investor Relations products and services include:
- Global market intelligence
- Shareholder identification and analysis
- Institutional investor targeting
- Investment community perception studies
- Online investor relationship management software
FactSet Research Systems Inc. provides integrated financial
information and analytic applications for investment
management and investment banking professionals around
the globe. FactSet offers instant access to financial data and analytics to thousands of
analysts, portfolio managers, and investment bankers at the world’s financial institutions.
FactSet’s business is built on the creative use of technology and an unwavering dedication
to client service. We remain on the cutting edge by continually developing and refining our
software. Our tools enable clients to perform investment research at the most sophisticated
level. We offer individual consultant contacts, 24-hour personal support, and dedication to
our users for client service that is unsurpassed in the industry. FactSet has been listed as one
of Forbes’ “200 Best Small Companies” for 12 consecutive years. www.factset.com
information and analytic applications for investment
management and investment banking professionals around
the globe. FactSet offers instant access to financial data and analytics to thousands of
analysts, portfolio managers, and investment bankers at the world’s financial institutions.
FactSet’s business is built on the creative use of technology and an unwavering dedication
to client service. We remain on the cutting edge by continually developing and refining our
software. Our tools enable clients to perform investment research at the most sophisticated
level. We offer individual consultant contacts, 24-hour personal support, and dedication to
our users for client service that is unsurpassed in the industry. FactSet has been listed as one
of Forbes’ “200 Best Small Companies” for 12 consecutive years. www.factset.com
The NASDAQ OMX
Group, Inc. is the
world's largest
exchange company. It delivers trading, exchange technology and public company
services across six continents, with over 3,800 listed companies. NASDAQ OMX Group offers
multiple capital raising solutions to companies around the globe, including its U.S. listings
market; NASDAQ OMX Nordic, NASDAQ OMX Baltic, including NASDAQ OMX First North; and
the U.S. 144A sector. The company offers trading across multiple asset classes including
equities, derivatives, debt, commodities, structured products and ETFs. NASDAQ OMX Group
technology supports the operations of over 70 exchanges, clearing organizations and central
securities depositories in describe the common offering from NASDAQ OMX Group exchanges
in Helsinki, Copenhagen, Stockholm, Iceland, Tallinn, Riga, and Vilnius. For more information
about NASDAQ OMX, www.nasdaqomx.com
Group, Inc. is the
world's largest
exchange company. It delivers trading, exchange technology and public company
services across six continents, with over 3,800 listed companies. NASDAQ OMX Group offers
multiple capital raising solutions to companies around the globe, including its U.S. listings
market; NASDAQ OMX Nordic, NASDAQ OMX Baltic, including NASDAQ OMX First North; and
the U.S. 144A sector. The company offers trading across multiple asset classes including
equities, derivatives, debt, commodities, structured products and ETFs. NASDAQ OMX Group
technology supports the operations of over 70 exchanges, clearing organizations and central
securities depositories in describe the common offering from NASDAQ OMX Group exchanges
in Helsinki, Copenhagen, Stockholm, Iceland, Tallinn, Riga, and Vilnius. For more information
about NASDAQ OMX, www.nasdaqomx.com
NorthPoint Trading Partners, LLC is a
premier institutional brokerage and
fund services company, dedicated to
providing prime brokerage services to
small and medium sized hedge funds.
Through a fully disclosed clearing
relationship with Goldman Sachs Execution and Clearing, L.P. (GSEC), clients receive the
benefits of boutique firm service and pricing, combined with GSEC's professional clearing
and prime brokerage services, integrated portfolio and trading functionality, suite of pre-
and post-trade analytics, and direct access to the Goldman Sachs & Co.'s securities
lending group. More information about NorthPoint Trading Partners can be found at
www.nptradingpartners.com
premier institutional brokerage and
fund services company, dedicated to
providing prime brokerage services to
small and medium sized hedge funds.
Through a fully disclosed clearing
relationship with Goldman Sachs Execution and Clearing, L.P. (GSEC), clients receive the
benefits of boutique firm service and pricing, combined with GSEC's professional clearing
and prime brokerage services, integrated portfolio and trading functionality, suite of pre-
and post-trade analytics, and direct access to the Goldman Sachs & Co.'s securities
lending group. More information about NorthPoint Trading Partners can be found at
www.nptradingpartners.com
Pulse Trading, Inc. is a full service independent agency
brokerage firm that provides top quality trade
execution services and independent research for
institutional investment firms nationwide. Based in
Boston and with regional offices in Dallas, New York, San
Francisco and St. Louis, Pulse has developed an industry-leading reputation by combining
the latest in trading technology and market research expertise with the special talents of its
top-flight traders. For more information about Pulse Trading, visit www.pulsetrading.com
brokerage firm that provides top quality trade
execution services and independent research for
institutional investment firms nationwide. Based in
Boston and with regional offices in Dallas, New York, San
Francisco and St. Louis, Pulse has developed an industry-leading reputation by combining
the latest in trading technology and market research expertise with the special talents of its
top-flight traders. For more information about Pulse Trading, visit www.pulsetrading.com
| November 10 & 11, 2010 Dallas, TX |
| August 31, 2010 Chicago, IL |
Seeking Alpha (www.seekingalpha.com) is the premier
financial website for actionable stock market opinion
and analysis. Handpicked from the world's top blogs,
money managers, financial experts and investment newsletters, Seeking Alpha publishes more
than 250 articles daily. Seeking Alpha gives a voice to over 3000 contributors, providing
access to the nation's most savvy and inquisitive investors. The award-winning site is the only
free, online source for over 3,000 companies' quarterly earnings call transcripts including all of
the Russell 3000 Index. Seeking Alpha has 40 million page views each month and combined
with their distribution partners (Yahoo Finance, Google Finance, Reuters, Bnet, Etrade and
others) has a total reach of 50 million unique monthly readers. Seeking Alpha was named
the Most Informative Website by Kiplinger's Magazine and received Forbes Magazine's 'Best of
the Web' Award.
financial website for actionable stock market opinion
and analysis. Handpicked from the world's top blogs,
money managers, financial experts and investment newsletters, Seeking Alpha publishes more
than 250 articles daily. Seeking Alpha gives a voice to over 3000 contributors, providing
access to the nation's most savvy and inquisitive investors. The award-winning site is the only
free, online source for over 3,000 companies' quarterly earnings call transcripts including all of
the Russell 3000 Index. Seeking Alpha has 40 million page views each month and combined
with their distribution partners (Yahoo Finance, Google Finance, Reuters, Bnet, Etrade and
others) has a total reach of 50 million unique monthly readers. Seeking Alpha was named
the Most Informative Website by Kiplinger's Magazine and received Forbes Magazine's 'Best of
the Web' Award.
| To inquire about sponsorship opportunities please contact: Steven Hooser, Three Part Advisors, LLC 214-872-2710 shooser@threepa.com |